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Self-regulatory organization
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741	[START PAGE NUMBERING FOR THIS DOCUMENT CONSECUTIVELY FOLLOWING THE LAST PAGE NUMBER OF THE 19B-4 INFORMATION DOCUMENT] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-17 16:07:35 Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission Financial system Economy of the United States United States securities law Financial regulation Financial Industry Regulatory Authority
742	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-09 11:32:58 Securities Exchange Act Financial Industry Regulatory Authority Financial economics NASDAQ U.S. Securities and Exchange Commission Self-regulatory organization ACT Selling away Registered Investment Advisor United States securities law Economy of the United States Financial regulation
743	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 17, 2007 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment N Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-20 08:53:24 NYSE Arca Securities Exchange Act New York Stock Exchange Self-regulatory organization Structured product Economy of the United States United States Business United States securities law United States Securities and Exchange Commission 73rd United States Congress
744	Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Several NASDAQ Rules to Reflect Changes to Rules of the Financial Industry Regulatory Authority ("FIN Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-11-06 06:57:54 Financial regulation 73rd United States Congress Securities Exchange Act United States Financial Industry Regulatory Authority U.S. Securities and Exchange Commission NASDAQ Self-regulatory organization Securities regulation in the United States United States securities law United States Securities and Exchange Commission Economy of the United States
745	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-07-24 15:45:48 Government Securities Exchange Act U.S. Securities and Exchange Commission Securities Commission Self-regulatory organization Financial regulation Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
746	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-15 15:01:24 Financial economics Business Financial Industry Regulatory Authority Securities Exchange Act Securities research U.S. Securities and Exchange Commission Self-regulatory organization Securities regulation in the United States Selling away United States securities law Securities Financial system
747	Microsoft Word - 33_109f2_rev_11_04_15.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:48 Ontario Securities Commission British Columbia Securities Commission Autorité des marchés financiers Securities Commission Financial economics Investment Industry Regulatory Organization of Canada Self-regulatory organization United States Securities and Exchange Commission Securities Exchange Act Financial regulation United States securities law Financial system
748	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]December 17, 2008 Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-22 11:42:36 United States Securities and Exchange Commission Financial regulation Finance Business U.S. Securities and Exchange Commission New York Stock Exchange Self-regulatory organization Securities and Exchange Commission Form 144 United States securities law 73rd United States Congress Securities Exchange Act
749	Notice of Filing of Proposed Rule Change to Adopt FINRA Rule[removed]Restriction Pertaining to New Member Applications) and to Amend the FINRA Rule 9520 Series (Eligibility Proceedings) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-16 16:00:35 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Self-regulatory organization Selling away Registered Investment Advisor United States securities law Financial economics Financial system
750	Microsoft Word - 33_109f3_rev_11_04_15.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:48 Government Autorité des marchés financiers British Columbia Securities Commission Ontario Securities Commission United States securities law Securities Commission Investment Industry Regulatory Organization of Canada United States corporate law Securities Exchange Act Financial regulation Financial system Self-regulatory organizations

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